SERICA CAPITAL

EXECUTIVE SUMMARY

Issue exchange traded products securitising either investment strategies or assets.

Distribute globally as a euroclearable listed security.

Provide working capital by issuing debt instruments secured against invoices, inventory, machinery, real estate, artwork, intellectual property or even private loans.

Fund start ups, re-finance debt, mergers and acquisitions, MBO’s or MBI’s.

Build an audited asset management track record with lower regulatory and compliance costs as compared to conventional fund regimes.

Distribute securities with calculated and published prices, (NAVs), with ISIN/CUSIPs, price vendor coverage (such as Bloomberg), with Trustee and audited performance.

Simple, cost effective solution, with no issuer risk and reduced regulatory oversight.

WHAT ASSETS CAN BE SECURITISED?

DEBT

Residential mortgage loans

Bank loans to businesses

Commercial debt

Student loans (mainly in the US)

Credit-card debt

Automobile loans

Receivables

ILLIQUID ASSETS

Leasing activities

Royalties/Intellectual Property

Advertising revenue

Public-sector assets

Private Loans

Artwork

LIQUID ASSETS

Bonds

Fund units, in particular active trading strategies

ICO′s or tokens

WHAT IS SECURITISATION?

CONVERTING NON-MARKETABLE SECURITIES TO MARKETABLE SECURITIES

Securitisation is a method of raising funds. It involves grouping together assets – for example bonds or other real estate – and issuing tradable securities against these assets in return for funds.

Practically speaking, a securitisation operation consists of bringing together a group of assets that produce a predictable cash flow or grant the right to a future cash flow, transforming these assets into securities (shares, bonds or other securities), whether nominative or bearer, and selling these securities to investors.

The platform supports a broad arrange of assets that can be securitised – from real estate, to credit card receivables, to investment strategies and artwork.

PLATFORM PARTNERS

ISSUE AGENT AND PRINCIPAL PAYING AGENT: UBS AG. Zurich Branch UBS

Is one of the Issuing Agents and Principal Paying Agents for Serica Capital Securities under the SV platform. As Issuing Agent, UBS manages the issuance process, registers the security with ISIN in Euroclear and executes the matching of the Investor’s funds with the issued securities.

DEPOSITORY: Euroclear.

Euroclear is the world’s leading provider of domestic and cross-border settlement and related services for certain securities.

STOCK EXCHANGE: Six Securities

The Six Securities Stock Exchange is the established Swiss Stock Exchange, offering a diverse range of products and services and combining transparent, efficient and regulated equity, fixed income securities and derivatives markets in Switzerland.

AUDITOR: Deloitte

Deloitte is the Auditor for the Serica securitisation platform. As Auditor, Deloitte reviews the entire Serica exchange traded program on an annual basis, ensuring that each Serica SV Series is backed by the stated underlying assets.

SERVICING AGENT: IFIT Fund Services

IFIT is the servicing agent for the Serica SV Platform and acts as administrator for the Issuer’s operations. IFIT fiduciary responsibilities are mainly focussed on maintaining and protecting the interests of investors..

ISSUER: Serica Capital Securities SV Plc

The issuer for the Serica SV Platform, which is a Maltese Securitisation Company (SCC) created for the sole purpose of issuing the securitised cells.Serica Capital is a trading style and brand of the ARIA Capital Management.